M.B. Network Co., Ltd. M.B. Network Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). This case
person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289
Mr. Kaow or Sakkarin Sricharoen Mr. Kaow or Sakkarin Sricharoen operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E
Mr.Wutthilers Meeprathom Mr.Wutthilers Meeprathom, Authorized director who is responsible for the operation of Max Metal Corporation Public Company Limited ("MAX"), did not order or act in
in accordance with the duties of responsible person regarding MAX failure to prepare and submit the financial statement for the year 2023 within the period as specified by the notification of the
in accordance with the duties of responsible person regarding MAX failure to prepare and submit the annual report for the year 2023 (Form 56-2) within the period as specified by the notification of the
on derivatives or law on trust for transaction in the capital market; (3) “alleged person” means person against whom the SEC Office, based on its findings, preliminarily considers that [such person
dated 4 June 2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “executive” means a manager or an authorized management person; (2) “manager” means a person
. KorThor 6/2547 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investor. By virtue of section 3 and section 9 under the Derivatives Act, B.E. 2546 (2003), the SEC hereby