growth in the Financial Services sector. The MoU strengthens the existing relationship between the UK and the SEC, formalizing collaboration in areas including accounting standards; the development of

information in possession of SEC and in a form that the computer can read and readily process (machine readable data). Data can be obtained by means of code-writing for direct data query. SEC anticipates that

must make a prior agreement with the clients the asset allocation or the investment planning services and parameters set in advance which are based on house view. In addition, the intermediaries must

in the long term. The SEC will promote a target for sustainable development to be in the same direction of the United Nations by asking listed companies for cooperation to disclose their operations

Bangkok, September 6, 2016 ? The SEC and the Asian Development Bank (ADB) have recently co-hosted an international seminar titled, ?FinTech in Capital Market: New Ecosystem for Market Based Financing

practicality, securities underwriter is permitted to develop its own suitability test and may attach the test with securities subscription form to client in advance. Existing client who has done the suitability

Bangkok Hotel.  A number of world renowned experts will share with the participants their valuable insight and experience on opportunities and challenges for Thailand in the evolution and development of

Bangkok Hotel.? A number of world renowned experts will share with the participants their valuable insight and experience on opportunities and challenges for Thailand in the evolution and development of

) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to

Bangkok, April 18, 2014 ? The SEC urged shareholders of GOLD and UV to carefully study information on valuation of GOLD?s assets in a proposed related party transaction at the upcoming shareholders