securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
approval rules, or have failed to meet the conditions after approval, or has failed to disclose a complete, correct and sufficient material information for investor decision making, the SEC Office may
has failed to maintain the qualifications in accordance with the approval rules, or has failed to meet the conditons after aprroval, or has failed to diclose a complete, correct and sufficient material
shares for specific objective capital increase to offer to specific Investors (Private Placement) 3) Providing additional explanation that the ultimate shareholders of Silom Road Limited and Chit Lom
shares under the specific objective basis to specific investors (Private Placement) from not exceeding 35 percent in aggregate to not exceeding 49 percent in aggregate of the total number of shares sold
Memorandum 1. Timing of the transaction and the objective of the investment Investment in N Hospital Co.,Ltd which engaging in healthcare business, hospital, pharmaceuticals and medical equipment. The Company
objective of the investment Investment in N Hospital Co.,Ltd which engaging in healthcare business, hospital, pharmaceuticals and medical equipment. The Company will do within December 10, 2019. 2. The
disclosure of information N Hospital Co.,Ltd 50.00 % 19.49 % 8.62 % 21.89 % Information Memorandum 1. Timing of the transaction and the objective of the investment Investment in N Hospital Co.,Ltd which
using working capital. With additional details of this investment as follows Schedule of transaction : The Company expects to enter into an additional shares purchase agreement and complete the