well as the scope of duties and responsibilities of the Audit Committee according to the regulations of the Securities and Exchange Commission, the Stock Exchange of Thailand, The Capital Market
Settlement (BIS). (2) an audit firm, whose auditors are recognized by the SEC Office to be an auditor in the capital market under the Notification of the Office of the Securities and Exchange Commission
capital market under the Notification of the Office of the Securities and Exchange Commission concerning Approval of Auditors in Capital Market, only for providing service under Paragraph 1 of clause 8 (3
the Capital Market Supervisory Board No. Tor Thor. 65/2552 Re: Rules, Conditions and Procedures for Over-the-Counter Securities Brokerage Off the Stock Exchange of Thailand dated 3 August 2009; (8) The
Supervisory Board hereby issues the following regulations: Clause 1 The Notification of the Capital Market Supervisory Board No. TorThor. 49/2552 Re: Short Selling of Securities relating to Exchange Traded
issues the following regulations: Clause 1 The Notification of the Capital Market Supervisory Board No. TorThor. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a
Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange
ความรู้ความเข้าใจในการลงทุนในต่างประเทศ รวมทั้งจัดให้มีระบบงานที่รัดกุมเพื่อรองรับการบริหารจัดการความเสี่ยง ซึ่งอย่างน้อยควรประกอบด้วย credit risk, market risk และ foreign exchange risk 4
Market Supervisory Board No. Tor Thor. 30/2559 Re: Rules for Operation of Derivatives Exchange By virtue of Section 55 and Section 73 of the Derivatives Act B.E. 2546 (2003), the Capital Market Supervisory