Office to hold units in excess of the limit, but not to exceed fifty percent of the total units sold under the Notification of the Capital Market Supervisory Board concerning Rules related to Restriction

unit investment; (7) Information on probable holding of investment units in excess of the unit holding limit, indicating the number of persons or group of persons who might hold units in excess of such

transaction Because the company has excess liquidity from operations and capital increase from IPO during the periodastherDue to the company has excess cash from operations and capital increase from

referenced crude oil price of every products; stemming from a state of excess supplies of finished products in the market, and declining demand from the 4 Management Discussion and Analysis of Business

operator must prepare a wrapper in case the prospectus as approved by, registered, or filed with the Home Regulator does not contain the information specified in the registration statement listed above and

ตั้งขึ้นเฉพาะกิจ เชน กองทุนเพื่อแกไขปญหาในระบบสถาบันการเงิน เปนตน 2 Principle 8 states that the regulator should have comprehensive inspection, investigation and surveillance powers. Principle 9

เป็น regulator ซึ่งรวมถึงอ านาจในการออกใบอนุญาตประกอบธุรกิจหลักทรัพย์ โดยไม่ถูกแทรกแซง อันอาจท าให้การออกใบอนุญาตไม่เป็นไปตาม licensing standard ซึ่งการให้ส านักงานมีอ านาจ ในเร่ืองดังกล่าวจะเป็นประโยชน์

abroad include the followings: 3.1 Information on the plan and scope of business operation, including the plan for seeking an approval from the relevant foreign regulator; 3.2 Information on the work

capital market. “ approved person ” means a person who is approved by the SEC Office to participate in a regulator sandbox. Clause 3 The provision of financial services under a regulatory sandbox of a

market. “approved person” means a person who is approved by the SEC Office to participate in a regulator sandbox. Clause 3 The provision of financial services under a regulatory sandbox of a person who is