the Notification, by having obtained an approval from the Capital Market Supervisory Board, to allow exemption for some kinds of intermediary not to comply with any requirement under this Notification
complaints, as detailed in Chapter 8; (8) approval of rules or regulations, as detailed in Chapter 9; (9) preparation and disclosure of financial statements, as detailed in Chapter 10; (10) retention of
of the total 66.00 per cent on the date of entire business transfer. The fair value of SUTGH is evaluated from the shares of 66.00 percent in SUTG by the TMB Bank (Public) Company Limited; the
an approval in Part 2 and the submission of the registration statement and draft prospectus in Part 4; (b) the CLMV company shall comply with the rules related to an approval in Part 3 and the
(Unofficial Translation) 1 Licensing Manual: Application for Approval of Capital Market Auditor Authority: the Office of the Securities and Exchange Commission (public agency) Rules, procedures and
agreement with Vietnam Electricity ( “EVN” ) to sell electricity to EVN in the Socialist Republic of Vietnam instead of EDL which EDL issued the written consent letter for Nam San 3B to sell electricity to
: Approved PD to sell sub-leasehold right at the date when the Trust invests into sub-leasehold right and PD will terminate sub-lease agreement of part of land and building in Bangkok Free Trade Zone (“BFTZ
be offered other than through the underwriters. The disclosure shall include terms relating to any volume limitations on sales and conditions under which the agreement may be terminated. If known
private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another intermediary and reveal the report in the annual
, or a client who is a provident fund or a private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another