-Money Laundering Office (AMLO) signed the memorandum of understanding with objective to enhance effectiveness of collaboration on supervision over securities business operator to prevent and suppress

mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates.  Eligible CIS must be managed by CIS operator subject to supervision of ASEAN

, while the list of unauthorized individuals outside the SEC supervision is also available at Investor Alert on the SEC website: https://market.sec.or.th/public/idisc/th/InvestorAlert. To notify

service providers and approved individuals under SEC supervision are available at www.sec.or.th/seccheckfirst and SEC Check First application. The public should verify information before believing it to

SupTech for Enhancing Governance and Risk-based Supervision, Sustainability: From Compliance to Competitive Advantage และ Policy Design toward Fair Market โดยมีการนำเสนอผลงานวิจัยที่สะท้อนบทบาทของเทคโนโลยี

offenses under all laws under the SEC’s supervision will be taken into account, so as to more comprehensively address cross sector risks arising from interconnected business activities.The proposed

information and coordinate with the AMLO, the CIB, and relevant agencies to ensure unified and effective supervision and law enforcement. Where information or circumstances indicate potential violations

เครื่องมือให้ข้อมูลแก่ผู้ลงทุน (SEC Check Tools) อาทิ SEC Check First, SEC Fund Check, และ SEC Bond Check รวมทั้งผลงานด้านการส่งเสริมและกำกับดูแลด้านไซเบอร์ในภาคตลาดทุน (Cyber Risk Supervision in Capital

. In addition, the draft regulation is expected to further clarify the scope of supervision of digital asset businesses because they are not under state oversight. The SEC conducted a public hearing on

management company who manages the mutual fund under its supervision more than five percent of the outstanding shares, including shares held by connected persons of such fund supervisor; (3) Do not have the