to promote local fund mobilization by foreign companies. Concurrently, a proposal to streamline the rules on reporting of securities holding in Thai companies is under consideration to reduce burdens

Bangkok, February 12, 2013 ? The SEC encouraged the Association of Investment Management Companies (AIMC) to improve the performance calculation practice of asset management companies to be in line

investment. On 27July 2012, the SEC will hold an international symposium on Asia: the Dynamic Capital Market Frontier as part of celebration of the SEC?s 20th anniversary. Over 500 top executives, policy

Rule, Dynamic Price Band และ Minimum Resting Time เป็นต้น สำหรับทิศทางในปีหน้านั้น ก.ล.ต. จะมุ่งเน้นส่งเสริมผลิตภัณฑ์เกี่ยวกับความยั่งยืน (ESG) การลงทุนระยะยาว (การเปลี่ยนเงินออมให้เป็นเงินลงทุน) รวมถึง

(5)) |- Proprietary Trading |- Other Business Undertaken by Securities Companies |- Advertising (section 98(10)) |- Statutory Disqualifications for Management (section 103) |- Management Approval and

| - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records

Search   1  Companies participating in Thailand's Private Sector Collective Action Coalition Against Corruption programme ( Thai CAC ) under Thai Institute of Directors (as of June 30, 2024) are

relationships and unity among personnel from the Association of Securities Companies (ASCO), ASCO member companies, the Stock Exchange of Thailand (SET), and the SEC. A total of 29 teams competed in the

The Securities and Exchange Commission (SEC) and the Association of Thai Securities Companies (ASCO) co-organized the SEC 2024 Supervision Approach and Risk Management Guideline seminar to foster

The Securities and Exchange Commission (SEC), in collaboration with the United Nations Development Programme (UNDP), the Thai Listed Companies Association (TLCA), and the UN Global Compact Network