Office. Chapter 3 Operation ____________ Division 1 Client Contact, Solicitation, or Giving Advice and Professional Conduct _____________________ Clause 13 Repealed. Clause 13/1 The derivatives broker
accordance with the criteria prescribed and notified by the SEC Office. Chapter 3 Operation ____________ Division 1 Client Contact, Solicitation, or Giving Advice and Professional Conduct _____________________
: To obtain loan with guaranteed assets of THB 400,000,000 for 5 years, having interest rates of 12 percent per year and borrower shall pay half of withholding tax for lender. To obtain the use of
____________________ Division 1 Application for and Granting of Approval of Financial Advisor ____________________ Clause 46 Any person wishing to become a financial advisor may apply for an approval with the SEC Office
Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the
10 years and a maturity date in 2028, and bear a fixed interest rate of 4.50 percent per annum. Payment under the notes is guaranteed by the Company. The net proceeds from the issue of the new notes
withdrawing guaranteed credit lines from financial institutions used for investment activities and receiving funds from various financing sources. A decrease in non-current assets of THB 32.10 million was
; (b) financial performance of the real estate compared with the guaranteed rental income; (c) compliance with the income guarantee agreement in the previous year, 6 provided that in the case where