Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission 34/2548 13/09/2005 01/11/2005 3. Notification of
Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008
SorLorThor. 8/2557 The Approval of Personnel in the Capital Market Business (Synopsis) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of
KorKhor. 5/2551 Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for
measures must be clearly outlined in the ICO filing. Additionally, specific significant matters require approval from the issuer's board of directors. This is to ensure that the board is committed and
depositary receipts. 2 “institutional investors” shall have meaning in pursuant to the Notification of the Securities and Exchange Commission concerning Determination of Definitions in Notifications relating
Supervisory Board No. Tor Jor. 17/2561 Re: Application and Approval for Offer for Sale of Newly Issued Debt Securities _______________________ By virtue of Section 16/6 and Section 89/27 of the Securities and
governing determination of juristic person that is institutional investor; “derivatives exchange” means any derivatives exchange licensed by the Securities and Exchange Commission and shall also means any
governing determination of juristic person that is institutional investor; (UNOFFICIAL TRANSLATION) “derivatives exchange” means any derivatives exchange licensed by the Securities and Exchange Commission and