” to enhance cleanliness and highest safety measures practical for shopping centers, shops, tenants, and all employees to minimize the risk of COVID-19 outbreak as well as provide maximum security

and monitoring measures and activate an incident response team to combat the spread of the virus. They include: 1.1 Implement preventive measures 9  Recommend employees to avoid traveling between

securities companies? efficiency where quality of personnel in securities business either investment consultants or back office staff, will be strengthened. For investment consultants, training on wealth

, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard

or 11.96% from the same period of last year due to an increase in personnel expenses and management personnel, such as salaries and wages, staff, and management. Utility Bills And land transfer fees

information between work units and personnel of the securities company . In this regard, there shall be at least measures for preventing an access to insider information of a securities issuer between the work

personnel of the securities company. In this regard, there shall be at least measures for preventing an access to insider information of a securities issuer between the work units and personnel who have an

appropriate and sufficient personnel, communication system, customer service system, and internal supervision system, and these systems must be compatible with the additional technology apart from the

to provide investors with quality and standard services from business operators.The regulations will require business operators to provide personnel, communication system, customer service system

providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation