Civil Sanction Consideration Committee by the time given, the SEC took the view that Mr. Suphanan did not consent to bring an end to the case at the SEC level. The SEC has therefore sent a letter to the

when the offenders sign letters of consent, agreeing to comply with the civil sanctions imposed by the CSC. Otherwise, the SEC will submit the case to the public prosecutor for filing a lawsuit in the

2016. Investment consultants must not abuse their duties to seek unfair benefits from investors no matter with or without clients? consent. In any case, the SEC takes strict action against all offenses

executive for a period of 22 months.  The civil sanctions prescribed by the CSC will take effect once the offender signs a letter of consent agreeing to comply with the sanctions. If the offender refuses to

the conditions that the REIT has been granted approval from the REIT Unitholders’ Extraordinary Meeting in entering into the related transactions and executions and given consent by the Office of the

companies and listed companies for a period of 34 months, starting from 26 April 2024. The civil sanctions, as imposed by the CSC in (b), will take effect when the offenders sign the letters of consent

ensure accuracy and help increase investors’ confidence in the assessment results. Among the top 50 listed companies, 14 were from Malaysia, 12 from Singapore, 11 from Thailand, 9 from the Philippines

presented three research papers on ?Listed Company Assessment?. Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the third SEC Working Papers Forum, organized under the MoU with four leading

ระบบงานสำหรับการลงทุนเพื่อบริษัทหลักทรัพย์ (self-assessment questionnaire – “SAQ”) เพื่อให้บริษัทหลักทรัพย์จัดทำการประเมินตนเองโดยถือเป็นเอกสารที่บริษัทหลักทรัพย์ต้องจัดเตรียมให้

2556 เพื่อขอให้บริษัทหลักทรัพย์ทำการประเมินความเสี่ยงในการลงทุนของบริษัทเป็นประจำทุกปีโดยใช้แบบประเมินตนเองด้านระบบงานสำหรับการลงทุนเพื่อบริษัทหลักทรัพย์ (self-Assessment Questionnaire-"SAQ")และส่งแบบ