collectively and concurrently and the consideration is divided into three areas, namely (1) acceptance of reports via electronic system instead of hardcopy submission, (2) discontinuation of reports to the
the Notification, by having obtained an approval from the Capital Market Supervisory Board, to allow exemption for some kinds of intermediary not to comply with any requirement under this Notification
Kiat (“Dato’ Marco Low”), to be NDR’s director. In addition, the s THB or 118.53% of the Company’s NTA as of September 30, 2017. and more than 3% of net tangible assets. So the Company needs an approval
s THB or 118.53% of the Company’s NTA as of September 30, 2017. and more than 3% of net tangible assets. So the Company needs an approval of connected transactions from shareholders’ meeting with the
suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor