Facebook page "Ohkajhu Trading" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 06/02/2025)
Facebook page "We love trading" impersonates "CP ALL Plc." : Unlicensed securities and derivatives business (Disclosure Date : 10/02/2025)
Facebook page "CJ trading futures" impersonates "Carabao Group Plc." : Unlicensed securities and derivatives business (Disclosure Date : 10/02/2025)
Facebook page อ้างชื่อ HGF Day Trading Gold Futures : Unlicensed securities and derivatives business (Disclosure Date : 28/05/2024)
Facebook page อ้างชื่อ ฮั่วเซ่งเฮง Gold Trading : Unlicensed securities and derivatives business (Disclosure Date : 30/05/2024)
Bangkok, 21 January 2019 - The SEC has revoked approval for two investment consultants for using investors' trading accounts to seek benefits for themselves, namely (1) {A}, capital market investment
Bangkok, 21 September 2016 ? The Criminal Fining Committee has imposed separate fines on three offenders involved in false statement and insider trading of Rasa Property Development Public Company
Bangkok, June 8, 2012 - The SEC publicly disclosed inappropriate behavior of three investment consultants, namely, {A}, {B}, and {C}, for not taping clients' securities and derivatives trading orders
proprietary trading will also be required to prevent impact on the business operator?s financial condition and reputation. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders
trading orders. They are employees of Asia Wealth Securities Co., Ltd. The SEC found that {A} did not keep complete record of a number of a client? securities trading orders. She admitted that she received