authorization from client to make securities trading decisions on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for
his employer. The SEC then probed into the case and found from conversation records that Nongun had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with
records that {B} had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with such permission.In performing their duty, an investment consultant can send
}, the capital market investment consultant received trading orders from the person who was not owner of securities trading account without any written authorization letter. From the recorded conversation
person undertaking derivatives business without obtaining proper authorization from the SEC in contravention of Section 16 of the Act shall be criminally liable under Section 125 of the Act. The SEC
months, end of March 31, 2019 Financial Statement Consolidate financial statement % revenue from sales Q1/2019 Q1/2018 increase(decrease) Q1/2019 Q1/2018 Revenues from sales 67.47 56.46 11.01 19.50% 100.00
profit of Baht 103.39 million increasing from last year 7.15%. 3) Other income increased by Baht 10.16 million due to rental income increase Baht 2.60 million, other income increase Baht 5.84 million and
outstanding inventories. The sales are as follows. Incomes January – September 2017 January – September 2016 Increase(Decrease) Mimmion Baht Percent 1. retailers and wholesalers. 64.12 77.62 (13.50) (17.40) 2
million baht while the same period last year the Company recorded sales income, in an amount of 27,372 million baht, increase of 4,352 million baht or increase by 15.90%. 2. In 2017, the Company recorded
150.24 million, whereas Baht 21.63 million in 2018, showing a decrease of Baht 128.61 million or representing 594.59 % increase since there have been 2 projects delivery complete in the period. Therefore