) For listed companies and securities issuers having duty to submit reports such as financial statements to the SEC, if unable to do so under current circumstances, the SEC will consider easing relevant
already started to recognize income from June 2017, mainly from the sales of Gift/Item on Angel on Duty Platform and FINIX TV Platform which are, currently, consolidated platforms. With respect to income
attractive technology for strategic license-out opportunities 2Q19 Performance Highlights Table 2: Segment Results (New segment) Quarterly Last Twelve Months $million (except where stated otherwise) 2Q19 1Q19
พ.ร.บ. หลักทรัพย์ฯ หลักการและเหตุผล การปรับปรุงหลักเกณฑ์การจัดการกองทุนรวม เพื่อรองรับการแก้ไข พ.ร.บ. หลักทรัพย์ฯ ม.124/1 ซึ่ง บลจ. ต้องจัดการกองทุนด้วยหลัก fiduciary duty และติดตามดูแลการกระทำที่อาจ
Section 14 Securities and Exchange Act B.E. 2535 Section 14. The SEC shall have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities
major areas, namely (1) improvement of business operation in such areas as data storage system, management system, custody of clients’ assets and sale promotion advertising, (2) reporting of duty
providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness
) Contribution for public interest more than one’s own benefits and public mindedness, (5) Focus on work effectiveness, (6) Fair and impartial duty performance, and (7) Setting good examples and protecting the
intermediaries such as financial advisor, underwriter and bondholders’ representative. These intermediaries may be related to the issuer and the offeror in such a way that may have an impact on their duty