Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Rules for Custody of Customer Assets and Essential Details of Custody Agreement

/2019 regarding the Acquisition and Disposition of Assets of the Company due to the investment in Energy Revolution Company Limited. Attention: President, The Stock Exchange of Thailand According to the

/2019 regarding the Acquisition and Disposition of Assets of the Company due to the investment in Energy Revolution Company Limited. (Revised) Attention: President, The Stock Exchange of Thailand

local financial institution 70 million baht and the rest 225 million baht for developing business. Detail of the transactions are as follow. 1. Transaction date With in August, 2018 2. Parties involved

At today’s press conference to announce the SEC Strategic Plan for 2025 - 2027, Deputy Prime Minister and Minister of Finance, Mr. Pichai Chunhavajira, delivered a keynote speech on “Developing

Fidler, CFA Institute, Head, Global Industry Standards said: “CFA Institute would like to commend CFA Society Thailand and the SEC on their commitment in developing knowledge, skills, and ESG investment