Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology

SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. From November 2023 to September 2024, an average of 381 cases were reported monthly. The SEC

. Sritham Ratchakaew, Nakhon Si Thammarat Deputy Governor. During the discussion, Ms. Archinee highlighted the SEC’s efforts in handling reports of investment scams from the public and capital market

Sector Cybersecurity Talent 2024, featuring the “Cybersecurity Synergy : Web Application Security and Digital Forensics for Effective Incident Handling” training during 30 – 31 May 2024.   During this

. Chusak Rachburee, Roi Et Deputy Governor. During the discussion, Ms. Archinee highlighted the SEC’s efforts in handling reports of investment scams from the public and capital market stakeholders, as

highlighted the SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. She also emphasized the collaboration among agencies and social media platform

of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational

Office operation ( 6 record(s) found) No. Report Name Data File As of Data Definition 1 Actions against related party transactions and acquisition and disposal of assets 2022   2 Rectification orders

market data feed, the derivatives exchange shall provide information related to such service provision and the opportunity for the use of such services for all members transparently and fairly. Clause 11 A

protecting investors’ rights. For example, having personnel readiness and work systems related to duty performance and establishing preventive measures and effective handling of conflicts of interest