Offices of Intermediaries 26/06/2013 16/07/2013 Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-2 Application for Establishment of Branch Office or Conversion of Online
>> Business Office Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission SorNor. 5/2550 Re: Establishment of a Branch
virtue of paragraph one and paragraph three of Clause 12 of the Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and
non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce SEC eases rules on establishment of audit committee of securities companies customers’ assets in its possession to have at least 2
under Section 343 of the Criminal Code. The public prosecutor issued a non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce SEC eases rules on establishment of audit committee of
prominent https://publish.sec.or.th/nrs/4685pe.doc -ร่าง- for Establishment and Management of Property Funds for Solving Financial Institution Problems ; (2) Notification of the Capital Market Supervisory
on draft amendment to approval for paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing
under control or in possession of BX were transferred thereafter https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8818 SEC eases rules on establishment of audit committee of securities companies