provide convenient, accessible channels for members seeking investment advice; 3) To provide investment advice on basic asset allocation; 4) To provide a standard fact sheet for fund committees to use as a
funds), excluding equity funds. The amendments aim to ensure proper unit allocation and prevent any undue benefit by any particular individual. For example, the revisions require any person or group of
needs and getting to know various financial products. Also, information to share with the visitors includes how to plan asset allocation with risk diversification; properly select securities companies
e-service Online Submission See canceled document Investment Advisory >> Licensing/Ministerial Regulation Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and
) รวมทั้ง เข้าร่วมเสวนาในงาน EU-Asia Pacific Forum on Financial Regulation เพื่อแลกเปลี่ยนมุมมองต่อประเด็นด้านความเสี่ยงและความท้าทายในการกำกับดูแล Crypto-Assets and Tokenization และสนับสนุนให้มีการส่ง
areas, namely securities regulation reviewed under 37 IOSCO Objectives and Principles of Securities Regulation, and the clearing and settlement infrastructures reviewed under the Principles for Financial
variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an
channel for fund raising and investment in real estate. REIT regulation will be in line with international practices and provide more flexibility in terms of investment and management than property fund
Bangkok, February 6, 2012 ? The SEC Board has approved a draft revision to the regulation governing investment advisory business to allow foreign credit rating agencies (CRA) to disseminate voluntary