branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in
บังคับ ผู้ที่เกี่ยวข้องแต่ละองค์กรจะได้เรียนรู้แก้ไขปรับปรุง ทำให้ถูกต้อง แต่ไม่อยากให้ต่างคนต่างทำ ต่างคนต่างแก้ไข ดังนั้นสำหรับหน้าที่ใหม่ที่แต่ละองค์กรจัดให้มี Data Protection Officer หรือ DPO นั้น
will apply to all types of digital asset business operators in order to provide more appropriate protection to investors. Examples of the amended regulations are revising the percentage of digital asset
practices on personal data protection in compliance with the Personal Data Protection Act and supporting the issuance of subordinate rules and regulations under the Act which will be effective in 2021
investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets. The 24-hour
enable LiVEx-listed companies to conduct business with more flexibility, while continually maintaining appropriate levels of investor protection. Another proposed amendment is a revision to the mai/SET
& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities
Rules in Detail on the Protection and Management of Conflicts of Interest