are limited to gold derivatives and physical precious metals business operators with complete qualifications to be appointed by derivatives brokers as selling agent limited to precious metals
, such as money deposit & withdrawal, money transfer or bill payment; (3) have nationwide networks/branches to reach out investors; (4) have clear and long-term business plan to provide selling agent
course of business. As a matter of fact such revenues were classified as other incomes from acting as agent for selling of goods and rendering services. The revenues were not generated from the actual
spouse or minor children included; (b) Company which private fund management company taking the duty of advisor, financial advisor for preparation of tender offer, underwriter, selling agent or selling and
offer, underwriter, selling agent or selling and redemption supporter (c) Registered company which was offered to purchase while such offer has management company to be an advisor of the shareholders of
preparation of tender offer, underwriter, selling agent or selling and redemption supporter (c) Registered company which was offered to purchase while such offer has management company to be an advisor of the
Providing Services of Derivatives Agent ______________________ Clause 13 For the purpose of preventing and ceasing unfair acts or improper investments or transactions, an intermediary shall include the
establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries, having obtained
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7045 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision have expressed interest and discussed with SEC the
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7045 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision have expressed interest and discussed