e-service Online Submission See canceled document Business Operation Rules >> Business Continuity Management (BCM)   Type Title Section See Document Status Notified Date Effective Date 1. Notification

Effective Date 1. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies

Effective Date 1. Notification of the Securities and Exchange Commission   Rules and Procedures for Applying for License and Registration of Association related to Securities Business   03/08/1992 2

e-service Online Submission See canceled document Business Operation Rules >> Business Continuity Management (BCM)   Type Title Section See Document Status Notified Date Effective Date 1. Notification

Effective Date 1. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies

Effective Date 1. Notification of the Securities and Exchange Commission   Rules and Procedures for Applying for License and Registration of Association related to Securities Business   03/08/1992 2

e-service Online Submission See canceled document Derivatives Agent >> Other related business (Section 22)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the

e-service Online Submission See canceled document Derivatives Agent >> Business Continuity Management (BCM)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the

e-service Online Submission See canceled document Derivatives Dealer >> Information Technology   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of

e-service Online Submission See canceled document Derivatives Dealer >> Public Holidays   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the