. SEC Act S.307 308 311 312 in conjunction with 315 and section 352 353 and 354 of Penal Code in conjunction with section 86 91 of Penal Code Criminal Complaint Filed with an Inquiry Official Dated 31/10

million baht, which created an unlawful benefit for Bhusana. Ploykaew, Gorawan and Nanthawat, who were ESES directors, assisted and supported the execution of such trading transactions.  Case 5

trading or investing in capital market product , without planning or analyzing of investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment

person giving investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of

appeared in the census registration: Address No. …….………... Moo No. ………….... Trok/Soi ………......…. Road …………….... Tambol/Subdistrict …………... Amphur/District ……. Province …………… Postal code ……..…….. Telephone

. …….………... Moo No. ………….... Trok/Soi ………......…. Road …………….... Tambol/Subdistrict …………... Amphur/District ……. Province …………… Postal code ……..…….. Telephone number …………….... (4) Contact address (Blank if the same

: (1) perform due diligence, screen legitimate ICOs from scams, screen deals for viability and digital token distribution structure; (2) verify source code / smart contract against white paper; (3

policy and guidelines on corporate governance and unabridged code of business conduct prepared by the Company Attachment 6: Report of the Audit Committee Part 1 Business Operation and Operating Results

undertaking and details of asset appraisal Attachment 5: Unabridged policy and guidelines on corporate governance and unabridged code of business conduct prepared by the Company Attachment 6: Report of the

referral from the Stock Exchange of Thailand, the SEC probed into the case and found that on September 16, 2013, {A} had traded 130.12 million SSI shares by placing a total of 299 trading orders through