private funds, resulting in one all inclusive type which would be allowed to invest in any financial assets and transactions according to the agreements with the clients, and (3) permission for margin loans
comply with rule preventing any person or group of persons from holding more than 1/3 of total investment units sold which has already been applicable to other types of mutual funds. In case where any
case of foreign company Offer of ESOP must be approved by home regulator which is a member of International Organization of Securities Commissions (IOSCO) and Signatory A of IOSCO MMOU concerning
receiving appropriate level of protection. AI comprises (1) institutional investor* such as commercial bank, mutual fund, provident fund and (2) investors with high net worth, which means (i) an individual
system. The exemption provides tax equalization, eases burden and attracts individual?s investment, which will facilitate investment in listed ASEAN securities through SET trading system and thus
instructed the company to amend the annual financial statements for the year 2015 and the interim financial statements for the third quarter of 2016, which had failed to present correct information on the
and Form 69-1. The revised forms take into account compliance with the new Corporate Governance Code (CG Code), which was jointly introduced by the SEC and relevant capital market organizations earlier
. (Thailand) Ltd. for disseminating information, which had not been reported to the Stock Exchange of Thailand, causing the public to understand that the price of TPIPL stocks would increase, as well as (3
Bangkok, August 5, 2011 ? The SEC urges shareholders of GSTEEL to carefully study and make decision on the connected transactions with ArcelorMittal Netherland B.V. (AM), which consist of the company
such group of investors which includes Mr.Vijit Supinit. The SEC Board Meeting No. 6/2011 held today, therefore, has taken this matter into consideration and assigned the Audit Committee to consider two