you should not deal with can be viewed under ?Investor Alert List? banner. In this regard, we also welcome assistance and report from the investing public, so please do not hesitate to contact our SEC
. -------------------------------- Note: * {A} violated Clause 23(2), and {B} Clause 23(1), both being the prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory
under the Derivatives Act B.E. 2546, it is therefore necessary to relax regulations to remove obstacle on business operation and enable more channels for managing risk from on exchange derivatives trading
) June 23-24, 2008. Earlier on February 17, 2011, the Settlement Committee under the Securities and Exchange Act B.E. 2535 (SEA) had imposed fines in the amounts of 16,071,788.32 baht and 4,563,791.25 baht
to have sufficient period of time to study relevant information prior to the meeting date. To comply with such good practice, under Section 89/28 of the Securities and Exchange Act B.E. 2535
Bangkok, Jan 6, 2011 ? The SEC Board Meeting No. 1/2011 today passed a resolution approving in principle the setup of carbon credit fund ? a target innovation under the Capital Market Development
receive the SEC?s official letter. Information on the approval can be found on the SEC website ? www.sec.or.th; under topics ?Weekly News? for securities issuance and offering, and ?Mutual Fund Report and
employees to have financial management and planning skills, better standard of living and ability to afford comfortable retirement. Under the program, human resource unit of each employer will play a key role
together with cross-bordering offering under equivalent standards of high quality financial reporting. The AARG discussion will cover the latest global inspection survey results conducted by International
? attitudes and risk tolerances. The research recommended guidelines to develop and encourage retirement savings.Note: The research paper was presented under the Memorandum Of Understanding between the SEC and