funds; “ management company ” means a mutual fund management company or a private fund management company, as the case may be; “ mutual fund management company ” means a securities company licensed to
provident fund under the law governing provident funds; “management company” means a mutual fund management company or a private fund management company, as the case may be; “mutual fund management company
, derivatives contracts or other assets, execute a short sale, create any obligation or seek interest or benefit by other means, as the case may be, in accordance with the investment policy, objectives of the
means, as the case may be, in accordance with the investment policy, objectives of the fund, the nature of investors, including on the basis of diversification of risks, the Office, upon the approval from
a fund from securities, derivatives contracts or other assets, execute a short sale, create any obligation or seek interest or benefit by other means, as the case may be, in accordance with the
Notification on Standard of Business Operation , but also the rules prescribed in this Notification. In the case where the rules on providing services to clients regarding investment in capital market products
Business Operation, but also the rules prescribed in this Notification. In the case where the rules on providing services to clients regarding investment in capital market products denominated in foreign
office that enables the management company to comply with all prescribed rules. Where the application is for an establishment of an online branch, the company shall also demonstrate that: 1. for the case
branch, the company shall also demonstrate that: 1. for the case that the management company is going to use the online branch as a channel to provide information on selling of investment units or to