>> Execution of Agreements for Management and Management of Private Fund Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 133 26/12/1999 30/03
calculation Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 133 26/12/1999 30/03/2000 Contact The Securities and Exchange Commission
/ >> Disclosure Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 108 12/03/1992 16/05/1992 2. Act Securities and Exchange Act 2535 133 26/12/1999
Fund Selling Representative Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 100 12/03/1992 16/05/1992 Contact The Securities and
Manager Business >> Executives of asset management companies and personnel in asset management business Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E
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Paragraph 1 of Section 100 of the Securities and Exchange Act B.E. 2535 (1992) and Clause 11 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 60/2561 Re: Rules, Conditions and
/disposition, the group percentage after theacquisition/disposition and the person(s) under Section 258 of the Securities and Exchange Act B.E.2535 . Preliminary version: incomplete and/or being
Normal Approval Applicant’s personal record and firm’s profile Instruction a. If there is insufficient space for any section of the form, you may photocopy the relevant page(s) and submit as part of
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 30/2558 Re: Approval of Foreign Auditors Whereas Section 61, Section 89 and Section 199 of the Securities and