e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission

e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   35/2548    13/09/2005

e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   9/2549    01/03/2006

e-service Online Submission Derivatives Dealer >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   35/2548    13/09

e-service Online Submission Derivatives Dealer >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   9/2549    01/03/2006

e-service Online Submission See canceled document Investment Advisory >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

e-service Online Submission See canceled document Derivatives Advisors >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act

e-service Online Submission See canceled document Limited BDU >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act

อิสระของหน่วยงานก ากับดูแลผู้สอบบัญชีขององค์กรต่าง ๆ สรุปได้ดังนี้ 1. IFIAR CHARTER Section 2 – Membership of IFIAR 2.1 Membership shall be open to regulators that are both: a) Independent of the audit

. Explanation for such decrease due to drop in sales as provided in Section 1 above. Please be informed accordingly. Yours sincerely, Mr. Hamidi Bin Maulod Chief Executive Officer