securities business without license.The SEC received complaints from several foreign residents that they had been solicited to use services and advice of the offenders to make investments and later suffered

of Tanayong Hong Kong Limited Securities investment HKD 10,000 10,000 HKD 1 100.00 13 Ordinary shares of Absolute Hotel Services Co., Ltd. Hotel management 25.00 1,250,000 10.00 50.00 14 Ordinary

necessary. The regulations under this Notification set a standard for operation of derivatives clearing houses so that their services are efficient, transparent, and examinable, in a bid to promote confidence

Financial Statement (Unit: Million Baht) 2019 2018 YOY Million Baht % Sales and Services 2,871.96 2,552.89 319.06 12.50% Gross Profit 386.14 349.85 36.29 10.37% Other Income 104.12 115.10 (10.97) (9.53

Separated Financial Statement For the year period of (unit: million baht) Q2, 2017 Q2, 2016 YoY H1, 2017 H1, 2016 YoY Sales and Services 305.32 269.19 36.13 13.42% 562.15 461.00 101.15 21.94% Gross Profit

period ended September 30, 2017 The Separated Financial Statement For the year period of (unit: million baht) Q3, 2017 Q3, 2016 YoY 9M, 2017 9M, 2016 YoY Sales and Services 328.62 215.34 113.29 52.61

full-service branch office for such category of securities business, the Office shall permit the full-service branch office to also provide services for securities business in the category of private

full-service branch office for such (Translation) Page 2 of 3 category of securities business, the Office shall permit the full-service branch office to also provide services for securities business in

provide services for securities business in the category of private fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the

Financial Statement (Unit: Million Baht) Mar 31, 2019 Mar 31, 2018 YoY Sales and Services 1,228.88 1,179.39 49.48 4.20% Gross Profit 109.18 127.02 (17.83) (14.04%) Other Income 14.87 8.27 6.60 79.83% Selling