Malaysia, and one company from Indonesia; (3) The Country Top 3 PLCs Award is given to listed companies with Top three highest score. For Thailand, the top three companies in alphabetical order are PTT
account of the business operator and not to the IC’s personal account and should not put into the IC’s keeping important investment documents, e.g., an order form signed in advance. In case of any
transactions. As the above information is just basic information, the SEC urges shareholders to prudently study the entire information from the enclosures for shareholders? meeting in order to make careful
accounts to mislead the clients into believing that such amounts were their investment money plus benefits.Afterward, they repeated the same method by persuading the clients to continue investing in order to
the client. They admitted that {A} contacted the client and made trading order confirmation via phone by herself. {B} and {C} neither met or contacted the client nor received or confirmed any trading
account or submit trading order via the internet with the IP address of securities firm. **Details of sanctions are as follows: 1. Suspended Ashiya Ashiyakul from his duty as the approved capital market
securities companies? rules strictly and do not meddle with the client's assets and trading account or submit trading order via the internet with the IP address of securities firm. **Details of sanctions are
enforcement, for better understanding of stakeholders and target groups. Rulemaking is a tangible start for all parties involved in any particular matter to self-adjust in order to achieve respective goals, and
for approval as capital market personnel for the period of two years and two months, starting from the effective date of suspension order. The SEC also disclosed his inappropriate behavior for his
. Nantawat constituted an offense under Section 287 of the SEA and filed a criminal complaint against Mr. Nantawat with DSI in connection with the audit of the financial statements for the year 2021, in order