the consideration whether a defendant is guilty will be proceeded by the public prosecutor, and the court will judge the case, respectively. Information contained in this news release is as of the
made up evidence to camouflage that the person who ordered the trading transactions was the account owner to conceal such trading information from AEC and the regulator2. {C}'s case was deemed a failure
conceal such trading information from AEC and the regulator2. Patcharee?s case was deemed a failure to provide securities trading services according to the order of the account owner or the authorized
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
will remain subject to the defined criteria.For outsourcing activities directly relevant to their core businesses, such as management information technology and client registrar, the business operators
regulations focus more on clear and adequate information disclosure for investment decision making,? said Vorapol.
Sakkarin Ruamrangsri. 2.2 Corporate Affairs Division comprises Human Resource Department, Information and Communication Technology Department, the Office of the Secretary-General, General
charge. The event will be held on Tuesday March 10, 2015, 08.30 ? 16.30 hrs., at Room 1601 and 1501, the SEC Office, Vibhavadi-Rangsit Road. Please contact 0-2263-6023 or 0-2695-4674 for more information
guidelines for controlling and examining client?s information and transactions. In 2007-2011, the SEC conducted inspection on operational procedures of securities company, asset management company, and
operators and disseminate information on benefits of the Thai capital market to be seen as a source for fund raising which is not less important and attractive than loans from financial institutions. This