e-mail account ท่ีระบุในหนังสือแต่งตั้ง เจ้าหน้าที่ปฏิบัติการ (operating officer) ในการส่งข้อมูลเกีย่วกบัการเสนอขายหลกัทรัพย์ผ่านระบบคราวด์ฟันดิง (“หนังสือแต่งตั้งเจ้าหน้าท่ีปฏิบัติการฯ”) ต่อส านักงาน
-portal”) จะต้องให้เจ้าหน้าท่ีปฏิบัติการ (operating officer) ท่ีได้รับการแต่งตั้งเป็นผู้ส่งแบบ CFD-portal ด้วย e-mail account ท่ีระบุในหนังสือแต่งตั้งเจ้าหน้าที่ ปฏิบัติการ (operating officer) ในการส่งข้อ
Office; “margin account” means an account which keep records of loans to customers for the purpose of purchasing securities or the loan of securities to customers in order to complete sales; “Stock
– sold 3,853,600 SQ shares in her possession through the trading account of Satida, her daughter, who rendered assistance or convenience by letting Penprapa use her trading account to sell the SQ shares
securities trading account. This constitutes an offense of purchasing securities as a person who knows or possesses inside information under Section 242(1), in conjunction with Section 244(2) and (5), and is
meeting documents, jointly opening a bank account for receiving the B/E transfer transactions, concealing such B/E sale by omitting the sale transactions from the company's accounting records, and
contain provisions related to the use of a nominee account or allowing one?s trading account to be used as such in the commission of a market misconduct offense. (2) Civil Penalties: The civil penalty is
core principles take into account environmental, social and governance (ESG) factors in the business practices of investee companies, offering institutional investors a balanced focus apart from seeking
were induced to transfer their money to the company's account while the company also obtained benefits from trading fees which are deemed undertaking derivatives business without license in contravention