of commercial bank, securities company or financial institution established under specific law due to the lack of qualifications or the possession of prohibited characteristics pursuant to the law
amounted to 155.32 million baht, a decrease of 953.6 million baht from the previous year or 85.99 percent due to the main income from sales of condominium units in 2 projects and revenue from sales of the
Company Limited (GPSC) (“the company”) earned a net profit of Baht 3,359 million, slightly increased by Baht 184 million or 6% from 2017. The increase was due to... https://market.sec.or.th/public/idisc
) (“the company”) earned a net profit of Baht 3,359 million, slightly increased by Baht 184 million or 6% from 2017. The increase was due to... https://market.sec.or.th/public/idisc/Download?FILEID=dat/news
. This circumstance raises a major risk to Hello LED due to the inability to assess value and may cause a material impact on Hello LED business operation and its fair value. So far, there has not been a
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
the Civil Court for payment of the highest civil penalty specified by law and return of the benefits received from the commission of the offenses. Due to the Civil Sanction Committee’s imposition
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
บกพร่องจากการปฏิบัติหน้าที่โดยประมาทเลินเล่ออย่างร้ายแรงหรือขาดความระมัดระวังรอบคอบอย่างมากในการตรวจสอบหรือสอบทานข้อมูลที่สำคัญ (due diligence) ของบริษัทที่จะทำ IPO ดังกล่าวในอีกโครงการหนึ่ง โดยผู้ควบคุม
ปัจจุบันกระบวนการให้บริการลูกค้าของผู้ประกอบธุรกิจมีขั้นตอนการทำความรู้จักลูกค้า (Know Your Customer: KYC) และการตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้า (Customer Due Diligence: CDD) เพื่อให้