Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, the SEC Office hereby issues the following regulations: Clause
Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The following notifications shall be repealed: (1) Notification of the Office of the Securities and
issues the following regulations: Clause 1. The followings shall be repealed: (1) Notification of the Office of Securities and Exchange Commission Re: Qualifications of Mutual Fund Supervisors dated 18 May
following regulations: Clause 1. The followings shall be repealed: (1) Notification of the Office of Securities and Exchange Commission Re: Qualifications of Mutual Fund Supervisors dated 18 May 1992; (2
the approval of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification, “securities company” means a company licensed to undertake securities
Section 16 of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 . In this Notification: (1) “derivatives business operator” means
Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: (1) “derivatives business operator” means a derivatives business