to securities investment or securities analysis for not less than three years within five years prior to the date of submission of the application. 2. Having obtained a certificate (level 3) in
approved by the Office and having work experience in securities investment, risk management relating to securities investment or securities analysis for not less than two years within five years prior to the
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วิเคราะห์ความแตกต่างระหว่างแนวทางของ IOSCO กับแนวทางของส านักงาน (gap analysis) โดยพบว่า หลักเกณฑ์ของส านักงานส่วนใหญ่ซึ่งผู้ประกอบธุรกิจสามารถปฏิบัติตามได้มีการก าหนด แนวทาง BCM เป็นไปตามมาตรฐาน IOSCO แล้ว
13_MDA Q1_2563 EN -Translated Version- No. ECF2 018/2020 May 15, 2020 Subject: Management Discussion and Analysis of the 1st quarter ended 31 March, 2020 To President The Stock Exchange of Thailand
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securities investment, risk management relating to securities investment or securities analysis for not less than two years within five years prior to the application date. (b) having obtained a certificate