Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., imprisonment for up to two years or a
taking an unfair advantage of other persons in violation of Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992.In this case, the offender refused to enter
into force in December 2015, essentially any group of inflicted persons may file a civil class lawsuit under jurisdiction of the court and according to the nature and types of the legal case.?The law
Bangkok, May 21, 2012 ? On behalf of the ?Stock Market Flood Relief Fund,? the SEC helps restore three schools in Pathumthani affected by last year?s flood. The activities run under the ?Restoring
PE, while such PE must invest in government supported businesses under the specified conditions, which must be 1) technology-based business creating added value, 2) business that enhances
intermediaries Intermediaries will be required to have a proper operational procedure to satisfy that each investor is qualified under the regulation and have the investor take a suitability test before selling
you should not deal with can be viewed under ?Investor Alert List? banner. In this regard, we also welcome assistance and report from the investing public, so please do not hesitate to contact our SEC
. -------------------------------- Note: * {A} violated Clause 23(2), and {B} Clause 23(1), both being the prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory
under the Derivatives Act B.E. 2546, it is therefore necessary to relax regulations to remove obstacle on business operation and enable more channels for managing risk from on exchange derivatives trading
) June 23-24, 2008. Earlier on February 17, 2011, the Settlement Committee under the Securities and Exchange Act B.E. 2535 (SEA) had imposed fines in the amounts of 16,071,788.32 baht and 4,563,791.25 baht