: Custody of Clients’ Assets by Securities Companies dated 16 May 2008 shall be repealed. Clause 3 In this Notification: (1) “ asset ” means: (a) cash; (b) securities; (c) other assets ; (d) any benefits
: Custody of Clients’ Assets by Securities Companies dated 16 May 2008 shall be repealed. Clause 3 In this Notification: (1) “asset” means: (a) cash; (b) securities; (c) other assets; (d) any benefits
invests in both shares and debt instrument issued by such listed company, additional procedures in the case where the vote is against the offer of the management of the listed company. (c) Rules of practice
Stock Exchange under Section 57 or Section 199 in conjunction with Section 57, as the case may be; (c) the applicant shall not be in process of rectify its financial statements or reports required to be
Sheet "EQ & Others Feature" Equity & Others Feature Header No. Field name Description Format Not null Possible value Remark 1 Company Code รหสับรษัิทจัดการในระบบ Control varchar(10) Y ชดุ Code ทีก่ าหนด (รหสับรษัิทจัดการในระบบ Control) 2 Report Code ชือ่รายงาน varchar(8) Y EQF = Equity & Others Feature 3 Report Period งวดของขอ้มลู varchar(8) Y YYYYMMDD โดย YYYY บันทกึปีใหเ้ป็นปี ค.ศ.และ DD เป็นวันสิน้เดอืนเทา่นัน้ Data No. Field name Description Format Possible value Remark 1 Issue code ชือ่หลัก...
Tender Offer Acceptance Procedures and Forms for Non-Voting Depositary Receipt (NVDR) Form C-1 Tender Offer Acceptance Procedures for NVDR Form C-2 Tender Offer Acceptance Form for NVDR Form C-3 Form for
the Exchange )c) be in the process of rectifying its financial statements or reports required to be prepared under Section 56 or Section 57 or as ordered by the SEC Office or the Exchange; )d) have an
following securities regardless of the purpose of issuance: (a) share; 2 (b) share warrant; (c) any other securities as prescribed by the SEC Office. “foreign company” means a company established under