(PAP) through the trading account of another person to seek unlawful personal gain.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed that on
through monthly financial statement of January and February 2016 to buy 258,200 PTL shares in Mr. Rahul’s securities trading account on March 17, 2016 and jointly with Mr. Anurag use the information on
change in price or value of LPN shares) purchased LPN’s shares through her own securities trading account between May 7 and 21, 2020. Additionally, Miss Nawarat also purchased LPN shares in her own
convertible bond on a private placement basis. Equity Value (per share) Book Value Adjusted Book Value Price-to-Book Value Discounted Cashflow 0.33 0.47 0.75 0.77 In this regard, the fair valuation of the pay
THB 460,000,000. Company shall issue the shares and convertible bond on a private placement basis. Equity Value (per share) Book Value Adjusted Book Value Price-to-Book Value Discounted Cashflow 0.33
บุคคล (company account) 3. การแต่งตั้งผู้บริหารบัญชีผู้ใช้งาน (account administrator) 4. การมอบอ านาจเจ้าหน้าที่ปฏิบัติการส่งข้อมูลแทนกิจการ (การยื่นแบบ EF-2/EF-3/EF-4) 5. การสมัคร Digital ID ▪ การเตรียม
. Using the client’s identification card left with her to verify the identity, the password of the authorized person to approve the unit redemption transactions, and the client’s internet banking account
through his client's account without evidence of client's orders. The SEC found out from the recorded conversation between {A} and the client, which showed that the client had entrusted {A} to send trading
SEC probed into the case and found that her client had authorized her to sell securities in the client account during the client's overseas trip, if getting profit, while the client would make the
wrongdoing against a client’s assets by (1) using the client’s credit card to withdraw cash and spending the money for her own personal use, (2) replacing the client’s banking account contact information