public and the securities known by its business operation; “investor contact” means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities
securities which is not reveal to public and the securities known by its business operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the
an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business
investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient
basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information
prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information disclosure to investors. It is thus
ทั้งหมดและปรับความรู้ให้เป็นปัจจุบัน (full course) ระบุวันที่อบรม (A2) มีความรู้และประสบการณ์ในการทำงาน (ก) ได้รับวุฒิบัตร (ระดับ 3) ตามหลักสูตร Chartered Financial Analyst (CFA) หรือ Certified
กวา 2 ปในวันที่ยื่นคําขอ และไดเขารับการอบรมครั้งลาสุด ไมเกิน 2 ปในวันที่ยื่นคําขอ โดยหลักสูตรการอบรมดังกลาวเปนหลักสูตรที่ทบทวนความรูทั้งหมดและปรับความรูให เปนปจจุบัน (full course) ระบุวัน
from the date on which the claimant knows or should have known of the cause of such dispute and not more than one year from the date on which the dispute occurred except where the Office deems it
occurred not more than six months from the date on which the claimant knows or should have known of the cause of such dispute and not more than one year from the date on which the dispute occurred except