conceal such trading information from AEC and the regulator2.  Patcharee?s case was deemed a failure to provide securities trading services according to the order of the account owner or the authorized

, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management

will remain subject to the defined criteria.For outsourcing activities directly relevant to their core businesses, such as management information technology and client registrar, the business operators

regulations focus more on clear and adequate information disclosure for investment decision making,? said Vorapol.      

Sakkarin Ruamrangsri.           2.2 Corporate Affairs Division comprises Human Resource Department, Information and Communication Technology Department, the Office of the Secretary-General, General

charge. The event will be held on Tuesday March 10, 2015, 08.30 ? 16.30 hrs., at Room 1601 and 1501, the SEC Office, Vibhavadi-Rangsit Road. Please contact 0-2263-6023 or 0-2695-4674 for more information

guidelines for controlling and examining client?s information and transactions. In 2007-2011, the SEC conducted inspection on operational procedures of securities company, asset management company, and

operators and disseminate information on benefits of the Thai capital market to be seen as a source for fund raising which is not less important and attractive than loans from financial institutions. This

Information. In addition, CIS portfolio investment must be comparable to that of mutual fund and CIS operator must appoint contact person in Thailand.Moving towards the age of borderless markets under ASEAN

shareholders to study the information thoroughly and exercise their rights to protect their own benefits. In addition, they should seek further clarifications from the company?s executives for insightful