correlated timing with high volumes to control the market price of SLC shares to mislead general public and induced them to trade in SLC shares. The nine accounts then were able to gradually offloaded their
agreed to or colluded with five other persons to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing that YCI shares were traded
ก.ล.ต. เปิดให้ผู้สนใจทั่วไปร่วมแสดงความคิดเห็นต่อแนวทางการเข้าร่วมโครงการทดสอบและพัฒนานวัตกรรม (Regulatory Sandbox) สำหรับงานให้บริการหลังการซื้อขายหลักทรัพย์ (post-trade service ซึ่งได้แก่ สำนักหัก
collusion for GEN to trade those securities for the benefits of Shine causing damage to the company (details in SEC Release No. 40/2012). Information contained in this news release is as of the
, evidence showed that Amnat and Shine had colluded for GEN to trade P Plus P Plc.?s shares and warrants in May 2011 by dishonestly prearranging or matching trades of those securities for the benefits of Shine
the case of Thai national holiday, selling agent may exercise own discretion whether to trade investment units providing that the service information must be disclosed to investors in advance. In
market conditions. The evidence showed that Sagha?s continuous trading activities in concealment had misled and lured the public to trade FOCUS, IFEC and RCI shares, and that trading orders were matched
trade - chase your first million" seminar will be held at Jupiter 4 Room on Friday, May 9, 2014, 11.00-12.30 hrs. Executives of capital market regulators and industries to share with you their investment
July 31, 2007, the SEC probed into the case and found that {A}, {B}, {C}, {D} and {E} had colluded to trade RICH shares in concealment through 15 related persons securities trading accounts. They traded
spot market, open trading accounts and trade through website www.goldexasia.com. It was, however, found that there was no gold delivery while payments were not made in full for trading transactions