such segregation may done by arrange computer one by one or arrange the zone within the same computer. [M] o Requestor and concerned user should have participation in development procedure or alteration
client’s asset, which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system for the custody of client’s assets. Such system must at
client’s asset, which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system for the custody of client’s assets. Such system must at
commissions of the existing and new business groups for stimulate in sales and services. Including, the Company has organize the many important seminars and exhibitions, while this quarter no this expenses. As
jointly held with One Asset Management Co., Ltd. to equip our customers with knowledge about investment in international markets. We also collaborated with Lombard Odier to organize “Navigating the World in
began to improve, especially in the end 2022, resulting in more employees are working at the office. In addition, sales staff made more appointments to meet customers and began to organize more on- site
Board regarding Rules on Securities Offering through Crowdfunding, the securities trading center shall arrange to disclose information of such companies on a continuous basis through the system of the
of the Capital Market Supervisory Board regarding Rules on Securities Offering through Crowdfunding, the securities trading center shall arrange to disclose information of such companies on a
the mutual fund’s accounts and related documents certified by the management company, and arrange for the fund supervisor to deliver the mutual fund’s accounts and related documents to the liquidator
the mutual fund’s accounts and related documents certified by the management company, and arrange for the fund supervisor to deliver 2 the mutual fund’s accounts and related documents to the liquidator