for the Type D license under the specified requirements; for example, their businesses must be relevant, supportive or beneficial to the applying securities business without any conflicts of interest
rational investment decisions but their decisions are usually influenced by several factors and restrictions; emotion, beliefs and biases, for example. Those factors and restrictions cause investors to
system. As for trading room cases, some investor contacts failed to prepare complete reports of client orders while others provided inaccurate information on the trading reports. For example, phone orders
. ?Developing infrastructure is essential and expensive. The private sector should be allowed to take part in the process through an infrastructure fund. For example, to support the government?s energy policy
rules pertaining to sustainability-themed bonds as well as sustainability issues before and after the offering in line with international standards, for example, the use of the proceeds of the bond for
some customers. Labor costs have increased due to the minimum wage adjustment in April. In addition, there were significantly increased in trial cost and example product cost of new model in packaging
internal control measure concerning the process to drawdown the loan, for example, majority of collective body authorized to drawdown the loan should comprise disinterest directors. - If the management can
instructed RS to clarify the reasonableness of the said transactions as they may raise several issues. For example, potential conflicts of interest under the business structure between RS and GIFT, the
placed trade orders in Mr. Peeranut’s account in a manner that manipulated the RPC share price, consequently misleading the public about the price or trading volume of the securities – for example, by