misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading transactions according to the order of the account owner or the authorized person. Moreover, he
transactions according to the order of the account owner or the authorized person. Moreover, he made up evidence to camouflage that the person who ordered the trading transactions was the account owner to
it is no use continuing the mediation, the parties shall notify the Office to terminate the mediation or the Office may order to terminate the mediation, as the case may be, and then the parties shall
order to terminate the mediation, as the case may be, and then the parties shall enter into the arbitral process organized by the Office. Chapter IV Appointment and Challenge of Arbitrator
the shareholders’ meeting for their approval. 4. Approve the amendment of the Memorandum of Association Clause 3, regarding the objectives of the Company, by adding 1 new Clause as Clause 36. In order
to the Company, including entering into the Entire Business Transfer Agreement including other relevant transaction documents, and also approve to process as deemed necessary and appropriate, in order
approve to process as deemed necessary and appropriate, in order to ensure the Entire Business Transfer and Securities Allocation Transaction is complete within May 30, 2018, or the date mutually agreed by
-depth information on each client in order to specifically plan and provide investment consultation on capital market product in line with the risk tolerance and the investment objective of each client
investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in-depth information on each client in order to specifically plan and provide investment