and Audit Oversight Mutual Fund Business Operators Registered Persons Wealth Advice for All A Settlor of an Infrastructure Trust ​ A Trustee of An Infrastructure Trust Digital Asset Business Operators

of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability

regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality

the Securities and Exchange Act and the Emergency Decree on Digital Asset Businesses to enhance oversight and appropriate investor protection mechanisms according to the Principle of “Same Activity

both the primary and secondary markets through digital asset business operators and securities companies.To ensure appropriate regulatory oversight and maximize public benefit, the SEC Board has resolved

Oversight Department Apichaya Follett led the presentation on “Overseeing the Quality of Financial Reporting Process”, followed by Director of Corporate Finance Department 3 Songyod Bunjoungmanee on the

Malaysia, the Philippines, Singapore and Thailand.The ACMF agreed in March 2019 to establish a Digital Asset Oversight Network (Network) to promote information sharing amongst regulators in light of the

in place, and disclose sufficient information.The SEC oversight is generally based on the concept of moving toward standardization and emphasizes measures for business development and mechanism for

of the board regarding oversight in strategy, risk and IT, which IOD will support and promote knowledge of the said issues continuously."The ASEAN CG Scorecard is a project initiated by the ASEAN

committed to the fair balance of developments and innovations on one side and appropriate investor protection on the other. In this regard, the SEC implements the oversight principle of “same activity, same