fund, the mutual fund manager shall: (1) Comply with the laws, rules and regulations relating to mutual fund management; (2) Perform duties by adhering to the professional ethics and standards as
Notification shall come into force as from 16 March 2007. Clause 2. In this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform
this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing, underwriting, mutual fund management, private fund
come into force as from 16 March 2007. Clause 2. In this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing
SEC Office under this Notification shall be allowed to perform an audit work and affix signature in giving opinions on the auditing of the following businesses: (1) a company applying for an offer for
administrative panel or the SEC, as the case may be, for commencing the administrative proceedings under this Chapter. 3 Clause 7.1 The department in charge as assigned by the SEC Office to perform operational
Structure ▪ Assets of the Company The registered capital of the Company is Baht 80 million and the paid-up amount is Baht 60 million that consist of 60,000,000 common shares with a par value of Baht 1.00
April 2019, 9 May2019 Relationship With GSC Relationship With ACAP Number of shares held in GSC(shares) Shareholding proportion in GSC (Percent) Asia Capital Group Public Company Limited) Asia Capital
and 22March2019 1 April2019, 2 April 2019 9 April 2019, 9 May2019 Relationship With GSC Relationship With ACAP Number of shares held in GSC(shares) Shareholding proportion in GSC (Percent) Asia Capital