, intermediaries shall perform as follows: (1) establish business continuity management policy (Business Continuity Management: BCM) which is approved by senior management and boards of directors; (2) establish
profit margin still perform at a level close to the same period last year which was at 61.2% Selling and Administrative Expenses The Company had administrative expenses for the first quarter of 2019 equal
Companies (AIMC), provided the opinion: “Investment management industry considers it important for fund managers to perform their duties responsibly and act in the best interest of unitholders. All
effectiveness, ensure that it can perform duties effectively, promote productive organizational culture, as well as support independency of chairman of the management; Principle 4: The board of directors
such as financial standing, personnel, and operational systems, sufficient to perform fund supervisor duties for crypto ETFs. These qualifications must be consistent with the existing regulatory
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
in the operation by accessing the organization’s information or internal information system, and arrange for such personnel to perform their functions in accordance with the established policy and
. Clause 9. In managing a mutual fund, the mutual fund manager shall: (1) Comply with the laws, rules and regulations relating to mutual fund management; (2) Perform duties by adhering to the professional