’ instruction and refused to facilitate a meeting venue for the board of directors’ meeting. Such misconduct was therefore deemed as the failure to perform his duties as a listed-company director and executive

accordingly. The revised rules on the rotation of auditors specify that the auditors of a listed company must be rotated off after 7 cumulative years of service and must serve a cooling-off period for 5

all related parties. ** Preferential public offering (PPO) is a general offering of newly issued shares exclusively to the existing shareholders at a subscription amount not exceeding their holding

AIRA Securities Public Company Limited's report and the SEC's further investigation, he was found to have given investment advice on specific securities at a seminar and via Line application based on his

account of performing duties dishonestly, misappropriating client assets, and producing false evidence.According to a referral from KASIKORNBANK Public Company Limited (KBANK) and the SEC's further

Eng Securities (Thailand) Plc. that {A} had been authorized by two clients to make securities trading decisions on their behalf. Before this matter was reported to the company, {A} had told her branch

Mr. Sunchai Intarauksorn Between September 22, 2015 and October 27, 2016, Mr. Sunchai Intarauksorn, former deputy managing director and executive director of K.C. Property Public Company Limited (KC

director and executive director of K.C. Property Public Company Limited (KC), together with Mr. Sunchai Intarauksorn, former deputy managing director and executive director, jointly made a fraudulent

Mr. Akalarp Yimwilai Zipmex Company Limited ("Zipmex Thailand") provided Zipup/ZipUp+ services, which offer returns in the form of bonus reward for users of Z Wallet on the digital asset

Mrs. Chamaiporn Yongwongpaiboon Mrs. Chamaiporn Yongwongpaiboon, Managing Director and Accounting and Finance Director of Permsin Steel Works Public Company Limited ("PERM"), knew the