measures to prevent and manage conflicts of interest. Such mechanism and measures must be clearly outlined in the ICO filing. Additionally, specific significant matters would require approval from the

offence under the Anti-Money Laundering Act B.E. 2542 (1999), including its amendments. Filing a criminal complaint by the SEC is only the beginning of the criminal enforcement process. As to whether the

and fairly for all parties involved.” Regarding enforcement statistics, from 1 January 2017 to 30 June 2024, the SEC has brought criminal proceedings in 156 cases by filing criminal complaints with the

legal action taken under the SEA to the AMLO since the offences in this case also constitute a predicate offence under the Anti-Money Laundering Act B.E. 2542 (1999), as amended. Filing a criminal

months. The civil sanction imposed by the CSC will take effect when the offenders sign a letter of consent to comply. Otherwise, the SEC will submit the case to the public prosecutor for filing a lawsuit

consent to the sanctions, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which must not be lower

months.   The civil sanction, as imposed by the CSC, will take effect when the offender signs a letter of consent to comply. Otherwise, the SEC will submit the case to the public prosecutor for filing a

the event that any offenders refuse to consent, the SEC will submit the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions

Company Directors and Executives.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before

investigation and legal proceedings.   In any case, filing a criminal complaint commences the criminal justice administration process whereby the consideration of whether any person is guilty is under the inquiry